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August 16, 2013 in 3rd Guide - Portfolio Building

4 Stock scam tips

4 Stock scam tips keep investing safe, fun, exciting, interesting and profitable. Follow 4 easy tips to keep money in your pocket.

Managing Investment Markets Risks, Lesson 6. In the White Top View post, Crooks steal $140 million - your defense against stock scams we discussed stock scams in the White Top Investor lessons, Scam Defense. This post, 4 tips to check for stock scams we cover easy ways to check up on scams and scammers.

Be Aware! Know 4 stock scam tips and how to check for stock scams

To keep investing safe, fun, exciting, interesting and profitable, we need to avoid scams. This post gives you four easy ways to check out the sales rep or promoter.

4 tips to check for stock scams - Being aware and watching minimizes your stock scam exposure

 1. Avoid the OTC Market

 2. Ignore any unsolicited contact

 3. Turn on your greed control

 4. Do a registration check

No OTC Deals

As discussed in earlier posts, just stay away from the dreadful OTC Market. The Over The Counter Market has many bad deals. Simply avoid that market to stay clear of those deals. That avoids most North American stock scams. But the scams are not all there. Here are other things you can do to avoid becoming a stock scam victim.

Unsolicited Hang Up

Skip all the drama and loss of most scams by simply refusing to deal with any unsolicited promotion. Be cautious of any phone call, email or social media contact from a stranger. An unsolicited call promoting a hot stock or an investment opportunity is a scam. There are many of them; there are no exceptions.

Just hang up. Do not respond. Delete, mark as spam and forget about it.

Greed Can Hurt Your Future

Your greed gland needs some talking to. We must keep our greed under control and expectations reasonable. Keep investment and profit-making expectations realistic. Do your homework. Get help from someone with experience. Seek professional advice.

Excellent returns are possible

Legitimate companies can produce excellent returns.  Consider investing as an income play. Investing in an income stream works in all market environments. For me the income play always offers considerable upside.

At times the bumpy ride annoys but the dividends keep coming and growing. Dividend payers are real business operations and fundamental parts of market strength.

I never worry about coming late to the party. Getting paid to ride is always good. Just buy into legitimate businesses. There is no need to go to a gambling den. Instead find and invest in real companies to hold solid winners.

A quick easy scam check

When a promoter gets a friend or acquaintance to refer us, we are more vulnerable. Promoters seek referrals from trusted friends to avoid our natural caution with a stranger. To protect ourselves we need an easy way to check out any salesperson offering an investment.

The quick easy answer, do a quick easy registration check on their name.

Think to avoid stock scams. Follow 4 easy tips to keep money away from scams.

Get the name of the sales rep and the firm. The name of the sales rep is enough to start. Running a check is quick, easy and instant.

Canadian Registration check

Click this link: Canadian Securities Administrators National Registration Search
Enter the name of the sales rep, take any “no records” return to mean scam.

American Registration check

Use the Financial Industry Regulatory Authority site link: FINRA BrokerCheck
Enter the name of the sales rep, take any “no results” return to mean scam.

Scammers are clever but with our brains in gear we can avoid a ripoff. Just say no and cut off contact with the scammer. Help others; tell your friends and family. Our very best defense against any scam is being aware and making the effort to become educated investors. Listen to your gut feelings. If it seems too good to be true, you are right.

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Comments and questions welcome

Email me at WhiteTop@WhiteTopInvestor.com.

Make money work for you

Use White Top Investor lessons to learn investing. By doing that you can grow into a knowledgeable, comfortable and confident investor. To learn how, you can learn investing one small step at a time at your own pace. Do that and become the master of your financial security and independence. White top Investor never sells or shares our email list. Learn more.

Managing Investment Market Risks, lesson links:

Introduction to Managing Investing Market Risks Lesson 1

Dangerous dividend warning signs Lesson 2

Investor retirement saving dangers Lesson 3

Exotic ETFs blow-up portfolios Lesson 4

Stock scam awareness defense Lesson 5

4 Stock scam tips Lesson 6

Bitcoin fraud trust and psychology Lesson 7

Investors hold patient cash Lesson 8

3 Risk or opportunity signals Lesson 9

Option risks, dangers and opportunities Lesson 10

Cautious look at options Lesson 11

Selling low melts wealth Lesson 12

Next lesson 7:
Bitcoin fraud trust and psychology

Have a prosperous investor day!

Bryan

White Top Investor

whitetop@WhiteTopInvestor.com WhiteTopInvestor.com

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© 2013-19 Bryan Kelly

About the author 

Bryan Kelly

Bryan Kelly made the White Top Investor mission, investing for all, by sharing his investment knowledge learned in decades of stock market investing. His knowledge and experience are shared in 5 Ultimate Investing Success Guides. White Top Investor lessons teach new investors how to make money work investing in the stock market. Lessons guide beginners to investing success, individual freedom, personal empowerment, and financial independence. For more see the White Top Investor About page.

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